accredited
隶属 adjusted liabilities
经调整负债 advertisement
广告 advising on corporate finance
就机构融资提供意见 advising on futures contracts
就期货合约提供意见 advising on securities
就证券提供意见 Advisory Committee
咨询委员会 agents
代理人 aggregate gross foreign currency position
合计外币总持仓量 agreement
协议 agreement in writing
书面协议 amount of margin required to be deposited
按规定须存放的保证金数额 ancillary stabilizing action
附带稳定价格行动 appeal panel
上诉委员会 applicant
申请人 application
申请 application for review
复核申请 appointed day
指定日期 approved bank incorporated outside Hong Kong
法团的银行以外成立为核准的在香港
approved credit rating agency
核准信贷评级机构 approved custodian
核准保管人 approved futures exchange
核准期货交易所 approved introducing agent
核准介绍代理人 approved investment adviser
认可投资顾问 approved lending agent
核准借出代理人 approved person
核准人士 approved redeemable shares
核准可赎回股份 approved regional exchange
认可地区性交易所 approved securities borrowing and lending counterparty
核准证券借贷对手方 approved share registrar
认可股份登记员 approved standby subordinated loan facility
核准备用后偿贷款融通 approved stock exchange
核准证券交易所 approved subordinated loan
核准后偿贷款 arbitration panel
仲裁小组 arbitrator
仲裁人 articles
章程细则 asset management
资产管理 associate
有联系者 associated corporation
相联法团 associated entity
有联系实体 associated person
相联者 audit working papers
审计工作材料 auditor
核数师 authorized ATS provider
认可自动化交易服务提供者 authorized automated trading services
认可自动化交易服务 authorized financial institution
认可财务机构 authorized mutual fund
认可互惠基金 authorized person
获授权人 authorized representative
获授权代表 authorized unit trust
认可单位信托 automated trading service provider
自动化交易服务提供者 automated trading services
自动化交易服务 average monthly turnover
平均每月成交额 back-to-back contract
背对背合约 balance
结余 bank
银行 bank incorporated outside Hong Kong
法团的银行地方成立为在香港以外 banker
银行 banker's book
银行簿册 basic amount
基本数额 basic information
基本数据 bilateral netting agreement
双边净额结算协议 blanket assurance
概括性保证 body
团体 bond broker
债券经纪 bond dealer
债券交易商 books
簿册 borrow
借用安排 broadcast
广播 broadcaster
广播业者 broker
经纪 business day
营业日 calculation
有关计算 call
造访 capital account
资本帐 cash settled equity derivatives
现金结算股本衍生工具 CE number
中央编号 certificate of deposit
存款证 chairman
主席 charge
押记 chief executive
最高行政人员 claimant
申索人 Claims Rules
《申索规则》 clearing house
结算所 clearing participant
结算所参与者 clerk
书记 client
客户 client assets
客户资产 client collateral
客户抵押品 client contract
客户合约 client money
客户款项 client securities
客户证券 client securities and collateral
客户证券及抵押品 closing date
截止日期 codes
守则 collateral
抵押品 collateralized warrants
有抵押权证 collective investment scheme
集体投资计划 Commission
证监会；监察委员会 commission
佣金 Commissioner of the Independent Commission Against Corruption
廉政专员 common client
共同客户 companies inspector
公司审查员 company
公司 compensation
赔偿 compensation fund
赔偿基金 complaints officer
投诉主任 completion
完成 concentration discounting factor
集中折扣系数 conditional offer
有条件要约 conduct
行为 constitution
章程 contract multiplier
合约乘数 controller
控制人 controlling entity
控权实体 controlling entity relationship
控权实体关系 controlling person
控权人士 corporate finance adviser, corporate finance consultant
机构融资顾问 corporation
法团 court
法庭；法院 credit union
储蓄互助社 criminal investigatory body
刑事调查机构 currency futures contract
货币期货合约 custodian
保管人 custodian statement
保管人结单 data material
数据材料 dealing
交易 dealing in futures contracts
期货合约交易 dealing in securities
证券交易 debenture
债权证 debt securities
债务证券 defalcation
亏空 default
违责 default proceedings
违责处理程序 default rules
违责处理规则 defaulter
违责者 deliver
交付 depositary receipt
寄存单据 deputy chairman
副主席 derivative contract
衍生工具合约 derivatives
衍生工具 digital signature
数码签署 director
董事 dispute
争议 disqualification order
取消资格令 document．nbsp
文件 duty of disclosure
披露责任 employee
雇员 equity derivatives
股本衍生工具 equity linked instruments
股票挂钩票据 equity securities
权益证券 equivalent corporation
等同法团 equivalent shares
相等股份 every officer of it who is in default
其每名违责的高级人员 Exchange Company
交易所公司 exchange contract
交易所合约 Exchange Fund
外汇基金 Exchange Fund Bill
外汇基金票据 Exchange Fund Note
外汇基金债券 exchange participant
交易所参与者 exchange participant's representative
交易所参与者代表 exchange traded fund
交易所买卖基金 exchange traded funds market maker
交易所买卖基金庄家 excluded clients
豁除客户 excluded interests
豁除权益 excluded liabilities
豁除负债 excluded person
豁除人士 executive
执行人员 executive director
执行董事 executive officer
主管人员 exempted body
获豁免团体；豁免团体 existing client
原有客户 expert
专家 fee
费用 financial accommodation
财务通融 financial product
金融产品 financial resources rule
财政资源规则 financial statement
财务报表 financial year
财政年度 first public announcement date
首次公开宣告日期 floating losses
浮动亏损 floating profits
浮动利润 foreign currency
外币 foreign exchange agreement
外汇协议 foreign exchange trading
外汇交易 foreign intermediary
外地中介人 former associated entity of an intermediary
中介人的前有联系实体 former licensed corporation
前持牌法团 founder
成立人 fraudulent misrepresentation
欺诈的失实陈述 free delivery basis
信用交付形式 function
职能 futures adviser
期货顾问 futures broker
期货经纪 futures consultant
期货顾问 futures contract
期货合约 futures dealer
期货交易商 Futures Exchange Company
期交所 Futures Exchange Compensation Fund
期交所赔偿基金 futures market
期货市场 Futures Market Maker
期货庄家 futures non-clearing dealer
期货非结算交易商 futures or options clearing house
期货或期权结算所 GEM
创业板 gross foreign currency position
外币总持仓量 group of companies
公司集团 guaranteed
作出担保 guilty of misconduct
犯失当行为 haircut amount
扣减数额 haircut percentage
扣减百分率 HKEC
交易结算公司 HKFECC
期货结算公司 HKIAC
仲裁中心 HKSCC
香港结算公司 hold
持有 holding company
控股公司 Hong Kong Exchange Fund
香港外汇基金 Hong Kong register
香港登记册 incorporated
成立；成立为法团 indirect controller
间接控制人 information
信息；资料；消息 information system
信息系统 initial margin requirement
规定开仓保证金 initial stabilizing action
初步稳定价格行动 initial stabilizing price
初步稳定价格 insider dealing
内幕交易 inspector
审查员 Insurance Authority
保险业监督 insurer
保险人 interest
权益 interest rate swap agreement
掉期息率协议 intermediary
中介人 in-the-money amount
价内值 investigator
调查员 investment manager
投资经理 Investor Compensation Company
投资者赔偿公司 invitation
邀请 issue
发出 issued equity share capital
已发行权益股本 issuer
发行人 judge
法官 judicial or other proceedings
司法或其它法律程序 law of insolvency
破产清盘法 legal officer
律政人员 lender
借出人 leveraged foreign exchange contract
杠杆式外汇交易合约 leveraged foreign exchange trader
杠杆式外汇交易商 leveraged foreign exchange trading
杠杆式外汇交易 levy
征费 licence
牌；牌照 licensed
获发牌；持牌 licensed corporation
持牌法团 licensed person
持牌人 licensed representative
持牌代表 linked corporation
相连法团 liquid assets
速动资产 liquid capital
速动资金 liquidator
清盘人 listed
上市 listed corporation
上市法团 listed currency warrant
上市货币权证 listed securities
上市证券 listing
上市 listing rules
上市规则 live broadcast
直播 Mandatory Provident Fund Schemes Authority
积金局 margin client
保证金客户 margin lender
证券保证金融资人 margin ratio
保证金比率 margin value
保证金价值 margined transaction
保证金交易 mark to market
按照市值计算差额 market capitalization
市场资本值 market charge
市场押记 market collateral
市场抵押品 market contract
市场合约 market information
市场消息 market misconduct
市场失当行为 Market Misconduct Tribunal
市场失当行为审裁处 market value
市值 material time
关键时间 member
成员 memorandum
章程大纲 Mini-Hang Seng Index Futures Contract
小型恒生指数期货合约 Mini-Hang Seng Index Options Contract
小型恒生指数期权合约 minor
未成年 minor offence
轻微罪行 minority controller
次要控制人 misconduct
失当行为 misfeasance
不当行为 Monetary Authority
金融管理专员 Monetary Authority guideline
《金融管理专员指引》 Monetary Authority- appointed Market Maker 金融管理专员委任的庄家 money laundering activities
洗钱活动 money lender
放债人 multilateral agency
多边机构 mutual fund
互惠基金 negligent misrepresentation
疏忽的失实陈述 net equity
权益净额 net position
净持仓量 net tangible assets
有形资产净值 net underwriting commitment
包销承担净额 new futures contract
新期货合约 non-collateralized warrants
非抵押权证 non-executive director
非执行董事 note issuance and revolving underwriting facility
票据的发行及循环式包销融通 notifiable interest
须具报权益 notifiable percentage level
须具报百分率水平 notional principal amount
名义本金额 number
数目 offer
要约 offer document．nbsp
要约文件 offer price
要约价 offeree company
要约标的公司 offeror
要约人 off-exchange traded derivative contracts
场外买卖衍生工具合约 off-exchange transaction
场外交易 officer
高级人员 Official Receiver
破产管理署署长 Official Trustee
法定受托人 off-market share repurchase
场外股份购回 off-market share repurchase circular
场外股份购回通告 off-market transaction
场外交易 Ombudsman
申诉专员 omnibus account
客户汇集综合账户 on-exchange transaction
场内交易 options contract
期权合约 order
命令 ordinary member
普通成员 other collateral
其它抵押品 out-of-the-money amount
价外值 overseas company
海外公司 overseas stock market
海外证券市场 panel member
上诉委员 parties
各方 party
当事一方 percentage figure
百分率数字 percentage level
百分率水平 performance
执行 period of insurance
保险期 permanent identity card
永久性居民身分证 person under investigation
受调查人 physically settled equity derivatives
实物结算股本衍生工具 pilot programme
试验计划 pilot programme market maker
试验计划庄家 pilot programme securities
试验计划证券 portfolio
投资组合 possession
管有 prescribed country
订明国家 prescribed event
订明事件 prescribed fee
订明费用 prescribed gain
订明收益 prescribed limit
订明上限 prescribed manner
订明方式 prescribed purpose
订明目的 prescribed requirement
订明规定 Presenting Officer
提控官 primary stabilizing action
基本稳定价格行动 principal
主事人 Privacy Commissioner for Personal Data
私隐专员 proceedings
研讯程序 professional accountant
专业会计师 professional investor
专业投资者 prohibited person
受禁制人士 property
财产 prospectus
招股章程 public
公众；大众 public announcement
公开宣告 purchase
买；购买 qualified corporation
合资格法团 qualified lender
合资格借出人 qualified overseas scheme
合资格海外计划 qualified shares
合资格股份 qualifying client
合资格客户 qualifying credit rating
合资格信贷评级 qualifying debt securities
合资格债务证券 ranking liabilities
认可负债 recipient
接收人 reckless misrepresentation
罔顾实情的失实陈述 recognized certificate
认可证书 recognized certification authority
认可核证机关 recognized clearing house
认可结算所 recognized counterparty
认可对手方 recognized exchange company
认可交易所 recognized exchange controller
认可控制人 recognized futures market
认可期货市场 recognized investor compensation company
认可投资者赔偿公司 recognized occupational retirement scheme
认可职业退休计划 recognized stock market
认可证券市场 record
纪录 redeemable shares
可赎回股份 register of companies
公司登记册 register of directors' and chief executives' interests and short positions
董事及最高行政人员权益及淡仓登记册 register of interests in shares and short positions
股份权益及淡仓登记册 registered
注册 registered company
注册公司 registered institution
注册机构 Registrar of Companies
公司注册处处长 registration
注册 regulated activity
受规管活动 regulated function
受规管职能 regulated investment agreement
受规管投资协议 regulated person
受规管人士 regulations
规例 regulatory body
规管机构 related assets
有连系资产 relevant agreement
有关协议 relevant authority
有关当局；监管当局 relevant authorized automated trading services
有关认可自动化交易服务 relevant communication
有关通讯 relevant condition
有关条件 relevant contract
有关合约 relevant contravention
违例事件 relevant corporation
相关法团 relevant date
有关日期 relevant event
有关事件 relevant exchange company
有关交易所公司 relevant information
有关消息 relevant market
有关市场 relevant offer
有关要约 relevant office-holder
有关人员 relevant overseas market
有关境外市场 relevant period
有关期间 relevant property
有关财产 relevant provisions
有关条文 relevant recognized exchange controller
相关认可控制人 relevant recognized market
有关认可市场 relevant securities
有关证券 relevant share capital
有关股本 relevant shares
有关股份 relevant time
有关时间 remittance
转付 remuneration
报酬 repealed Ordinance
已废除条例 repealed Securities Rules
已废除的《证券规则》 report
报告 reportable matter
须报告事项 reportable position
须申报的持仓量 reporting currency
申报货币 reporting day
申报日 reporting period
申报期 representation
陈述 representative
代表 repurchase transaction
回购交易 required liquid capital
规定速动资金 required liquid capital deficit
规定速动资金短欠数额 respondent
答辩人 responsible officer
负责人员 review
复核 rights issue
供股 Risk Management Committee
风险管理委员会 rolling balance cash client
滚存结余现金客户 rules
规章 ruling
裁定 Secretary
局长 securities
证券 securities adviser
证券顾问 Securities and Futures Appeals Tribunal
上诉审裁处 securities and futures industry
证券期货业 securities and futures market
证券期货市场 securities borrowing and lending agreement
证券借贷协议 securities collateral
证券抵押品 securities consultant
证券顾问 securities dealer
证券交易商；证券经纪 securities margin financing
证券保证金融资 Securities Market Maker
证券庄家 segregated account
独立账户 SEOCH
期权结算公司 served
送达 service bureau
服务单位 settlement
交收 settlement date
交收日期 shadow director
幕后董事 share
股份 share registrar
股份登记员 Share Repurchase Code
《股份购回守则》 shareholder controller
股东控制人 short position
淡仓 short selling
卖空 short selling order
卖空指示 special debt securities
特别债务证券 specified amount
指明款额 specified amount requirements
指明数额规定 specified bank regulator
指明银行规管当局 specified credit rating
指明信贷评级 specified debt securities
指明债务证券 specified decision
指明决定 specified exchange
指明交易所 specified futures exchange
指明期货交易所 specified instrument
指明文书 specified investments
指明投资项目 specified jurisdiction
指明司法管辖区 specified licensed corporation
指明持牌法团 specified licensing condition
指明发牌条件 specified percentage level
指明百分率水平 specified person
指明人士 specified recipient
指明收受者 specified risks
指明风险 specified securities
指明证券 specified securities or futures contracts 指明证券或期货合约 specified stock exchange
指明证券交易所 specified titles
指明称衔 stabilizing action
稳定价格行动 stabilizing manager
稳定价格操作人 stabilizing period
稳定价格期间 stabilizing price
稳定价格 standby subordinated loan facility
备用后偿贷款融通 standing authority
常设授权 stock adviser
股票顾问 stock dealer, stockbroker
股票经纪 Stock Exchange Company
联交所 stock futures contract
股票期货合约 stock market
证券市场 stock options contract
股票期权合约 stock return
证券交还 subordinated loan
后偿贷款 substantial shareholder
大股东 systems of control
监控系统 take delivery
提取 take-over offer
收购要约 Takeovers Appeal Committee
收购上诉委员会 Takeovers Code
《收购守则》 Takeovers Panel
收购委员会 target corporation
目标法团 the corporation concerned
有关法团 title
称衔 top 3 collateral
首3位抵押品 top margin client
前列保证金客户 trade date
交易日期 trader
交易商 trading day
交易日 trading right
交易权 Tribunal
审裁处 trust corporation
信托法团 trustee
受托人 Type 1 intermediary
第1类中介人 Type 1 intermediary or representative
第1类中介人或代表 Type 2 intermediary
第2类中介人 Type 4 intermediary or representative
第4类中介人或代表 Type 6 intermediary or representative
第6类中介人或代表 unconscionable
不合情理 underlying shares
相关股份 Unified Exchange
联合交易所 Unified Exchange Compensation Fund
联交所赔偿基金 unit trust
单位信托 unsolicited call
未获邀约的造访 valid business registration certificate
有效商业登记证 variable required liquid capital
可变动规定速动资金 whitewash document
清洗交易文件 whitewashed offer
清洗交易要约 written direction
书面指示 written document
书面文件
将本页收藏到：
上一篇：银行交易
下一篇：基金对冲基金投资常见词汇
